Global Markets Client Lifecycle Administration, Analyst
SMBC Group, Charlotte, NC, United States
SMBC Capital Markets, Inc. (CM) is a derivatives trading firm based in New York City, with offices in Charlotte, NC, London and Hong Kong. SMBC CM is an established derivatives dealer with a broad product portfolio focused on interest rates and foreign exchange products such as rates & FX swaps, options & exotics as well as exchange traded products. SMBC Nikko Securities America, Inc. is an SEC-registered, FRB-NY approved Primary Dealer and member of the Financial Industry Regulatory Authority (FINRA) and the Municipal Securities Rulemaking Board (MSRB) trading securities and securities financing transactions (repurchase agreements, etc.). These entities provide coordinated services to our corporate and institutional clients as part of the SMBC Global Markets business unit.
Role Description This role supports the GM Client Lifecycle Administration team on-site in our Charlotte, NC location by creating and enhancing the control framework, processing documentation, project coverage, and maintaining day‑to‑day processes. Responsibilities include updating Credit Limits in the First Line trading system, reviewing trade terms, organizing processes across the group, supporting trading desks in line with governance protocols, and contributing to business growth initiatives. The ideal candidate has strong communication skills, the ability to write procedures, and thrives in a fast‑paced, adaptive environment.
Responsibilities
Support the development and sustainability of process controls.
Create and update desk procedures.
Identify, support, test, and implement Front‑Line system changes for process efficiencies and bug fixes.
Assist in leading projects for various business lines to support automation, growth, and effective processes for the First Line of Defense and to support the Second Line of Defense.
Support the Credit Service underwriting group and Client Management facilitation group for trade readiness and ongoing counterparty coverage.
Review cross‑booking transactions and terms & conditions checks on existing and new credit terms.
Perform trade verification checks against limit terms.
Update various systems with limit/counterparty credit details.
Perform agreement validation checks.
Update external ratings.
Qualifications
BA/BS required with concentration in finance or business.
1–3 years of relevant banking and/or agreement work experience.
Understanding of derivatives and securities financing transaction product risks.
Excellent verbal and written communication skills.
Ability to operate independently in a fast‑paced environment and critically review existing processes to strengthen governance and controls.
Strong analytical skills with attention to detail.
Proficient in Excel, Word, and PowerPoint.
SMBC provides reasonable accommodations during candidacy for applicants with disabilities consistent with applicable federal, state, and local law. If you need a reasonable accommodation during the application process, please let us know at
accommodations@smbcgroup.com .
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Role Description This role supports the GM Client Lifecycle Administration team on-site in our Charlotte, NC location by creating and enhancing the control framework, processing documentation, project coverage, and maintaining day‑to‑day processes. Responsibilities include updating Credit Limits in the First Line trading system, reviewing trade terms, organizing processes across the group, supporting trading desks in line with governance protocols, and contributing to business growth initiatives. The ideal candidate has strong communication skills, the ability to write procedures, and thrives in a fast‑paced, adaptive environment.
Responsibilities
Support the development and sustainability of process controls.
Create and update desk procedures.
Identify, support, test, and implement Front‑Line system changes for process efficiencies and bug fixes.
Assist in leading projects for various business lines to support automation, growth, and effective processes for the First Line of Defense and to support the Second Line of Defense.
Support the Credit Service underwriting group and Client Management facilitation group for trade readiness and ongoing counterparty coverage.
Review cross‑booking transactions and terms & conditions checks on existing and new credit terms.
Perform trade verification checks against limit terms.
Update various systems with limit/counterparty credit details.
Perform agreement validation checks.
Update external ratings.
Qualifications
BA/BS required with concentration in finance or business.
1–3 years of relevant banking and/or agreement work experience.
Understanding of derivatives and securities financing transaction product risks.
Excellent verbal and written communication skills.
Ability to operate independently in a fast‑paced environment and critically review existing processes to strengthen governance and controls.
Strong analytical skills with attention to detail.
Proficient in Excel, Word, and PowerPoint.
SMBC provides reasonable accommodations during candidacy for applicants with disabilities consistent with applicable federal, state, and local law. If you need a reasonable accommodation during the application process, please let us know at
accommodations@smbcgroup.com .
#J-18808-Ljbffr