Global Capital Markets Compliance Lead
Virtual Vocations Inc, Elizabeth, NJ, United States
A company is looking for a Head of Global Capital Markets Compliance.
Key Responsibilities
Lead the design and integration of a firmwide markets compliance framework across global capital markets activities Act as a trusted advisor to leadership on trading, market structure, and capital markets strategy Oversee market abuse and trading conduct risk frameworks, ensuring compliance with evolving regulatory expectations
Required Qualifications
10+ years in markets, trading, or capital markets compliance Senior leadership experience within exchanges, broker-dealers, or trading platforms Deep expertise in MiCA, MiFID II / MAR, and FCA trading venue frameworks Strong working knowledge of SEC, CFTC, NFA, and global regulatory environments Proven ability to lead global compliance programs and manage complex regulatory environments
Lead the design and integration of a firmwide markets compliance framework across global capital markets activities Act as a trusted advisor to leadership on trading, market structure, and capital markets strategy Oversee market abuse and trading conduct risk frameworks, ensuring compliance with evolving regulatory expectations
Required Qualifications
10+ years in markets, trading, or capital markets compliance Senior leadership experience within exchanges, broker-dealers, or trading platforms Deep expertise in MiCA, MiFID II / MAR, and FCA trading venue frameworks Strong working knowledge of SEC, CFTC, NFA, and global regulatory environments Proven ability to lead global compliance programs and manage complex regulatory environments