Analyst, GBM AML Risk Assessment
Scotiabank - Global Banking and Markets, Dallas, TX, United States
Requisition ID:
256347
Salary Range:
- (guideline only)
Overview The Analyst, GBM AML and Sanctions Risk Assessment, supports the GBM Risk Assessment team by acquiring, ingesting and harmonizing client, product, geography and sanctions risk data from multiple sources across the Bank.
This role builds accurate inherent risk profiles for in‑scope Assessment Units as part of the annual risk assessment process.
Responsibilities
Support the annual ML/TF and Sanctions Risk Assessment by coordinating with in‑scope business units and engaging with regional compliance teams.
Collect, analyze and harmonize client, product and geographic data in alignment with guidance from the Risk Assessment Team.
Codify and document data acquisition processes within a new data procedures manual.
Analyze identified issues, trends and risks with a resolution‑oriented mindset.
Support the AML Governance Team during regulatory exams by preparing exam responses.
Identify and articulate risk assessment findings and observations through data analytics and reviews.
Review and validate risk outputs and control effectiveness assessments.
Contribute to continuous enhancement of the Risk Assessment Methodology and Procedures.
Support the quarterly risk assessment development and execution process.
Collaborate on New Product Initiative reviews and assessments.
Support risk assessments for new products, services and vendor relationships.
Build and sustain trust‑based relationships with partner groups and cross‑functional data teams.
Maintain operational, compliance, AML/ATF/sanctions and conduct risk controls in accordance with Scotiabank’s values and policies.
Champion a high‑performance and inclusive work environment.
Qualifications
Minimum 1‑3 years in financial services operations and AML/ATF compliance.
Minimum Bachelor’s degree in business, related field or equivalent experience.
ACAMS certification preferred.
Spanish and/or Portuguese speaking strongly preferred.
Strong communication, analytical and organizational skills.
Knowledge of GBM and GTB businesses and associated products.
Knowledge of AML/ATF regulatory requirements and expectations.
Experience in conducting multi‑stakeholder project plans initiatives for similar sized foreign financial institutions.
Ability to work independently and cooperatively as a team.
Good problem‑solving and time‑management skills.
Excellent flexibility and change‑management skills.
Demonstrated interest to learn.
Location:
United States: Texas: Dallas
Scotiabank is an equal‑opportunity employer.
We evaluate qualified applicants without regard to race, color, religion, sex, sexual orientation, gender identity, national origin, disability, veteran status or any other characteristic protected by law.
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256347
Salary Range:
- (guideline only)
Overview The Analyst, GBM AML and Sanctions Risk Assessment, supports the GBM Risk Assessment team by acquiring, ingesting and harmonizing client, product, geography and sanctions risk data from multiple sources across the Bank.
This role builds accurate inherent risk profiles for in‑scope Assessment Units as part of the annual risk assessment process.
Responsibilities
Support the annual ML/TF and Sanctions Risk Assessment by coordinating with in‑scope business units and engaging with regional compliance teams.
Collect, analyze and harmonize client, product and geographic data in alignment with guidance from the Risk Assessment Team.
Codify and document data acquisition processes within a new data procedures manual.
Analyze identified issues, trends and risks with a resolution‑oriented mindset.
Support the AML Governance Team during regulatory exams by preparing exam responses.
Identify and articulate risk assessment findings and observations through data analytics and reviews.
Review and validate risk outputs and control effectiveness assessments.
Contribute to continuous enhancement of the Risk Assessment Methodology and Procedures.
Support the quarterly risk assessment development and execution process.
Collaborate on New Product Initiative reviews and assessments.
Support risk assessments for new products, services and vendor relationships.
Build and sustain trust‑based relationships with partner groups and cross‑functional data teams.
Maintain operational, compliance, AML/ATF/sanctions and conduct risk controls in accordance with Scotiabank’s values and policies.
Champion a high‑performance and inclusive work environment.
Qualifications
Minimum 1‑3 years in financial services operations and AML/ATF compliance.
Minimum Bachelor’s degree in business, related field or equivalent experience.
ACAMS certification preferred.
Spanish and/or Portuguese speaking strongly preferred.
Strong communication, analytical and organizational skills.
Knowledge of GBM and GTB businesses and associated products.
Knowledge of AML/ATF regulatory requirements and expectations.
Experience in conducting multi‑stakeholder project plans initiatives for similar sized foreign financial institutions.
Ability to work independently and cooperatively as a team.
Good problem‑solving and time‑management skills.
Excellent flexibility and change‑management skills.
Demonstrated interest to learn.
Location:
United States: Texas: Dallas
Scotiabank is an equal‑opportunity employer.
We evaluate qualified applicants without regard to race, color, religion, sex, sexual orientation, gender identity, national origin, disability, veteran status or any other characteristic protected by law.
#J-18808-Ljbffr