Broker Dealer Ops Analyst 3
Huntington National Bank, Cleveland, OH, United States
Description
This position is available within the Huntington Bank Corporate office footprint.
Summary The Huntington Securities, Inc. (HSI) Broker Dealer Operations Analyst 3 is responsible for supporting institutional broker dealer operations including collateral management, TBA settlement support, Municipal New Issue support, Fedwire processing, Equity Capital Markets support, and additional duties as assigned. In this dynamic team environment, you will maintain detailed knowledge of broker dealer operations and organizational policies and procedures. Additionally, you may participate in special projects to drive process improvement.
Duties & Responsibilities
Collateral management for TBA trading
Support AOT processing
Support Municipal New Issue operations
Support Equity ATM/FATM and Corporate Buyback activity
Regulatory reporting for TRACE, MSRB, and CAT
Perform verbal verification of instructions and process Fedwire requests
Prepare procedures, job aids, and ad hoc reports requested within business line
Work with audit or risk colleagues to provide information and test internal controls
Assist in the training of new colleagues on any/all functions; performs quality checks on completed work
Perform other duties as assigned
Basic Qualifications
Bachelor’s degree
3 or more years of brokerage operations or comparable experience
Must be able to obtain FINRA SIE and Series 99 within 12 months of hire
Additional 5 years’ experience in product area may be considered in lieu of bachelor’s degree
Preferred Qualifications
Ability to manage multiple priorities in a fast‑paced environment; adaptive to change
Ability to create and foster strong partnerships with business partners and work well in a team environment
Detail oriented with strong organizational skills
FINRA SIE and Series 99
If currently licensed with Series 7 additional licensing is not required
Exempt Status: Yes
Workplace Type
Office
Compensation Range: 49,925.00 - 92,575.00 Annual
Huntington is an Equal Opportunity Employer.
Tobacco-Free Hiring Practice: Visit Huntington's Career Web Site for more details.
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This position is available within the Huntington Bank Corporate office footprint.
Summary The Huntington Securities, Inc. (HSI) Broker Dealer Operations Analyst 3 is responsible for supporting institutional broker dealer operations including collateral management, TBA settlement support, Municipal New Issue support, Fedwire processing, Equity Capital Markets support, and additional duties as assigned. In this dynamic team environment, you will maintain detailed knowledge of broker dealer operations and organizational policies and procedures. Additionally, you may participate in special projects to drive process improvement.
Duties & Responsibilities
Collateral management for TBA trading
Support AOT processing
Support Municipal New Issue operations
Support Equity ATM/FATM and Corporate Buyback activity
Regulatory reporting for TRACE, MSRB, and CAT
Perform verbal verification of instructions and process Fedwire requests
Prepare procedures, job aids, and ad hoc reports requested within business line
Work with audit or risk colleagues to provide information and test internal controls
Assist in the training of new colleagues on any/all functions; performs quality checks on completed work
Perform other duties as assigned
Basic Qualifications
Bachelor’s degree
3 or more years of brokerage operations or comparable experience
Must be able to obtain FINRA SIE and Series 99 within 12 months of hire
Additional 5 years’ experience in product area may be considered in lieu of bachelor’s degree
Preferred Qualifications
Ability to manage multiple priorities in a fast‑paced environment; adaptive to change
Ability to create and foster strong partnerships with business partners and work well in a team environment
Detail oriented with strong organizational skills
FINRA SIE and Series 99
If currently licensed with Series 7 additional licensing is not required
Exempt Status: Yes
Workplace Type
Office
Compensation Range: 49,925.00 - 92,575.00 Annual
Huntington is an Equal Opportunity Employer.
Tobacco-Free Hiring Practice: Visit Huntington's Career Web Site for more details.
#J-18808-Ljbffr