
Senior Compliance Lead: Product & Structured Transactions
Guggenheim Securities, New York, NY, United States
A financial services firm is seeking a Senior Compliance Officer in New York to ensure compliance for complex fixed income products and registered investment adviser programs. Responsibilities include improving compliance programs, conducting regulatory monitoring, and providing guidance to business partners. Ideal candidates will possess 10+ years of financial services experience, a Juris Doctor degree, and a strong understanding of regulatory requirements. The annual salary ranges from $225,000 to $250,000.
#J-18808-Ljbffr