Equities Compliance Leader - Capital Markets & Regulation

A leading financial institution is seeking an Equities Compliance Vice President to oversee compliance for Capital Markets. This role involves implementing compliance programs, providing advisory services, and ensuring regulatory requirements are met. Ideal candidates will have a bachelor's degree and at least 5 years of experience in financial compliance, alongside strong analytical and relationship management skills. The position offers competitive salary and benefits in New York, NY. #J-18808-Ljbffr