
Strategic Capital Markets Compliance Lead
Alexander Chapman, New York, NY, United States
A leading investment banking firm in New York seeks a Senior Compliance Officer to provide compliance advisory services for capital markets transactions. The ideal candidate will possess a Juris Doctor (JD) and have over 5 years of broker-dealer compliance experience. Responsibilities include policy development, regulatory advisories, and providing strategic compliance partnerships. The firm offers an onsite position requiring excellent judgment and communication skills.
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