Senior Marketing Compliance Lead - SEC Rules Expert

A nationally recognized wealth management firm is seeking a Senior Compliance Specialist in Los Angeles to oversee marketing material reviews and ensure compliance with the SEC Marketing Rule. This role demands over 5 years of compliance experience and expertise in communications within a Registered Investment Adviser context. The successful candidate will drive compliance processes, interpret SEC regulations, and contribute to strategic marketing initiatives, directly impacting firm reputation and regulatory integrity. #J-18808-Ljbffr