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Private Markets Compliance Advisor

Morgan Stanley, New York, NY, United States


A leading financial services firm in New York is seeking a Compliance Associate for Wealth Management Compliance to advise on regulatory matters while developing a cutting-edge FinTech marketplace. The role requires 3+ years of compliance experience, active Series 7 and Series 24 licenses, and proficiency in securities laws. This position provides an opportunity to collaborate cross-functionally and ensure compliance with regulatory requirements. Expected salary ranges from $80,000 to $115,000 annually. #J-18808-Ljbffr