Sammons Financial Group is seeking an experienced Compliance professional in West Des Moines, IA. You will oversee compliance activities, monitor policies, and support the sales and marketing teams to ensure regulatory adherence.
The role requires extensive knowledge of securities regulations, FINRA rules, and life/annuity products, with strong communication and project management skills. Travel to company offices and conferences annually is expected.
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Senior Compliance Lead: Sales & Advertising Oversight
Sammons Financial Group Inc. · West Des Moines, IA, USA ·
- Job type:
- Full Time