Senior Advertising Compliance Lead

LPL Financial in Fort Mill, SC, is seeking a Senior Advertising Supervision Principal to review and approve marketing materials for Financial Advisors and home office staff. You will interpret FINRA, SEC, and state rules, provide guidance for approvals, and collaborate with stakeholders to improve policies and respond to regulatory inquiries.
The role requires strong communication, solid client-facing experience, and proficiency with Excel, Word, and PowerPoint.

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