JCW is partnered with a leading broker-dealer firm that's looking to hire a AML Compliance Officer. An ideal candidate will have prior financial crime compliance experience at another broker-dealer, investment bank, or RIA.
Day-to-day you will:
Develop and implement policies and procedures across a variety of business units.
Assist with AML monitoring and reporting.
Coordinate with trading teams, technology, and other relevant stakeholders across the organization to escalate and remediate issues identified through the course of reviews.
Assist with AML related compliance trainings.
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