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Compliance Associate — Broker-Dealer & Asset Management

Confidential, New York, New York, us, 10261

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A leading investment bank is seeking a Compliance Associate in New York City. This role involves advising on compliance matters, monitoring trading activities, and implementing internal controls. The ideal candidate will have 1-3 years of compliance experience and must obtain relevant licenses promptly. A competitive salary of $85,000-$125,000 is offered along with benefits including health insurance and retirement plans. #J-18808-Ljbffr