Regulatory Relations Specialist
Larson Maddox, WorkFromHome, NJ, United States
Overview
Join a dynamic Regulatory Relations team supporting compliance and engagement efforts for a group of regulated entities, including global trade repository operations. This role plays a key part in managing interactions with domestic and international regulatory bodies and ensuring timely, accurate responses to regulatory inquiries.
Location: Hybrid (based out of Hoboken, NJ)
Compensation: $140,000-$170,000 base salary, plus bonus
Base pay range
$140,000.00/yr - $170,000.00/yr
Responsibilities
- Act as a liaison between the organization and global regulatory authorities
- Coordinate responses to regulatory requests by gathering information across departments and levels
- Review and track regulatory submissions for completeness and timeliness
- Organize and manage onsite regulatory examinations, including meeting logistics and document preparation
- Prepare briefing materials and key messaging for meetings with regulators
- Draft internal reports, summaries, and other documentation for leadership and stakeholders
- Support internal reporting related to examinations, meetings, and ad hoc regulatory matters
- Uphold compliance standards by following established procedures and identifying potential risks
- Provide general support to the Regulatory Relations leadership team as needed
Qualifications
- Minimum 5 years of relevant experience in regulatory affairs, compliance, or a related field
- Bachelor's degree preferred, or equivalent professional experience
- Familiarity with global regulatory bodies such as ESMA, FCA, MAS, or similar authorities
- Experience in derivatives or financial markets is a plus
- Flexibility to work outside standard business hours to accommodate global time zones
Details
- Seniority level: Entry level
- Employment type: Full-time
- Job function: General Business
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