Director, FinOps — Regulatory Reporting & Capital Strategy

A financial services firm based in New York seeks a Director of Financial Operations to oversee regulatory reporting, capital management, and operational control functions. The ideal candidate will have 8–15+ years of experience in financial operations within a broker-dealer environment, with strong knowledge of SEC regulations. This role is critical as the firm expands and requires ensuring compliance with capital and customer protection regulations while working closely with risk and treasury teams. Competitive compensation package offered. #J-18808-Ljbffr