Associate Director, Accounting
Bruin, New York, NY, United States
A growing financial services firm is seeking an Accounting Manager to join its finance team. This role supports a regulated brokerage platform and partners closely with leadership on financial reporting, regulatory filings, and accounting across multiple entities.
Responsibilities
Oversee key accounting and financial reporting processes across regulated financial entities, including broker-dealer operations.
Support broker-dealer regulatory reporting, including preparation and review of FOCUS reports and Net Capital (15c3-1) calculations.
Ensure compliance with SEC and FINRA regulatory requirements, including Rule 15c3-1.
Assist with the month-end close process, including account reconciliations, financial statement preparation, and variance analysis.
Requirements
Bachelor's degree in Accounting or Finance.
4+ years of accounting experience, ideally within financial services or public accounting.
Experience working at or supporting a broker-dealer, ideally within a self-clearing environment.
Familiarity with FOCUS reporting and Net Capital (15c3-1) calculations.
Benefits include:
Competitive base salary and bonus
Top-tier medical, dental, and vision coverage
401(k) with company match
Generous PTO and paid holidays
Professional development and certification support
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Responsibilities
Oversee key accounting and financial reporting processes across regulated financial entities, including broker-dealer operations.
Support broker-dealer regulatory reporting, including preparation and review of FOCUS reports and Net Capital (15c3-1) calculations.
Ensure compliance with SEC and FINRA regulatory requirements, including Rule 15c3-1.
Assist with the month-end close process, including account reconciliations, financial statement preparation, and variance analysis.
Requirements
Bachelor's degree in Accounting or Finance.
4+ years of accounting experience, ideally within financial services or public accounting.
Experience working at or supporting a broker-dealer, ideally within a self-clearing environment.
Familiarity with FOCUS reporting and Net Capital (15c3-1) calculations.
Benefits include:
Competitive base salary and bonus
Top-tier medical, dental, and vision coverage
401(k) with company match
Generous PTO and paid holidays
Professional development and certification support
#J-18808-Ljbffr