
Chief Compliance & Regulatory Strategy Leader
Ascensus, Phila, PA, United States
A leading financial services company is seeking a Chief Compliance Officer to oversee compliance functions across various operating businesses. The role requires managing compliance initiatives, advising senior management, and ensuring adherence to laws and regulations. The ideal candidate must have a minimum of 15 years of experience in broker-dealer and investment advisor compliance, strong leadership skills, and a relevant degree. This hybrid position is based in Newton, MA.
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