Hybrid CCO for Broker-Dealer & Investment Firms

A leading financial services firm is seeking a Chief Compliance Officer to oversee compliance across its operations. This role involves ensuring adherence to laws and regulations while advising senior management on regulatory matters. Candidates must have at least 15 years of experience in broker-dealer compliance, expert knowledge of securities regulations, and strong leadership skills. This is a hybrid position based in Newton, MA, with competitive compensation and benefits. #J-18808-Ljbffr