Hybrid CCO for Broker-Dealer & Investment Firms

A leading technology and service platform is seeking a Chief Compliance Officer to oversee compliance for its broker-dealers and registered investment advisers. This hybrid position located in Newton, MA requires at least 15 years of compliance experience, strong leadership skills, and relevant securities licenses. The role involves ensuring adherence to laws, developing compliance policies, and managing a skilled team of compliance professionals. Excellent communication and relationship management skills are essential, along with a commitment to corporate values. #J-18808-Ljbffr