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Hybrid CCO for Broker-Dealer & Investment Firms

Ascensus, Oklahoma City, OK, United States


A leading compliance service provider is seeking a Chief Compliance Officer in Newton, MA. The role involves overseeing compliance for various operating businesses, advising senior management on regulatory initiatives, and managing a team of compliance professionals. Candidates must have at least 15 years of broker-dealer and investment advisor compliance experience, strong leadership skills, and relevant securities licenses. This position is hybrid, and relocation assistance is available. #J-18808-Ljbffr