
Hybrid CCO for Broker-Dealer & Investment Firms
Ascensus, Oklahoma City, OK, United States
A leading compliance service provider seeks a Chief Compliance Officer to oversee compliance operations across its broker-dealers and investment advisers. This role involves advising on regulatory initiatives and managing a team of compliance professionals. Ideal candidates will have over 15 years of experience in broker-dealer compliance and a strong understanding of securities regulations. The position is hybrid at the Newton, MA location, offering competitive salary and benefits.
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