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Chief Compliance & Regulatory Strategy Leader

Ascensus, Phila, PA, United States


A leading financial services firm is seeking a Chief Compliance Officer to oversee compliance operations across multiple business units. The ideal candidate will have extensive experience in broker-dealer and investment advisor compliance, manage a dedicated team, and ensure adherence to regulatory requirements. The position is hybrid, requiring excellent leadership, negotiation, and communication skills, along with necessary securities licenses. A robust benefits package including 401(k), medical, and paid time off is offered. #J-18808-Ljbffr