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Chief Compliance & Regulatory Strategy Leader

Ascensus, Oklahoma City, OK, United States


A leading financial services firm is looking for a Chief Compliance Officer based in Massachusetts. This hybrid role involves overseeing the compliance of operating businesses, ensuring adherence to laws and regulations, and managing a team of compliance professionals. The ideal candidate should have at least 15 years of experience in broker-dealer and investment advisor compliance, along with necessary securities licenses and certifications. The position also requires strong leadership, negotiation, and communication skills, and offers a competitive salary package. #J-18808-Ljbffr