
Chief Compliance & Regulatory Strategy Leader
Ascensus, Phila, PA, United States
A leading financial services company seeks a Chief Compliance Officer to oversee compliance for its operating businesses and broker-dealers. The role involves ensuring adherence to laws and policies, managing a team of compliance professionals, and advising senior management on regulatory issues. Candidates must have a BS degree, at least 15 years of compliance experience, and expertise in securities and investment regulations. This hybrid position is based in Pennsylvania, offering a salary range of $250-300k.
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