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Chief Compliance & Regulatory Strategy Leader

Ascensus, Phila, PA, United States


A leading financial services company is seeking a Chief Compliance Officer to oversee compliance across its broker-dealers and investment advisors. This hybrid role requires extensive knowledge in securities and investment regulations, as well as significant experience in compliance management. Ideal candidates will have strong leadership skills and a proven ability to advise senior management on regulatory initiatives. The position offers a competitive salary range of $250-300k, exclusive of bonuses. #J-18808-Ljbffr