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Advertising Compliance Officer: FINRA/SEC Rules & Training

Clear Street, New York, NY, United States


A diversified financial services firm in New York is looking for an experienced Advertising Compliance Officer to join their compliance team. The successful candidate will ensure marketing and advertising materials comply with regulatory requirements and company policies. Responsibilities include reviewing marketing content, providing guidance to teams, and conducting training sessions. A strong background in broker-dealer advertising rules and excellent communication skills are essential. The position offers a competitive salary and comprehensive benefits. #J-18808-Ljbffr