Compliance Associate: FINRA/SEC in Private Markets

A growing private markets investment platform is seeking a Compliance Associate to support its compliance program and regulatory framework. You will work closely with the Chief Compliance Officer and business teams to ensure adherence to FINRA and SEC regulations. This role requires a minimum of 2 years of compliance experience in a broker-dealer or investment bank, along with strong knowledge of regulatory requirements. Ideal candidates will have FINRA licenses and experience with private placements. #J-18808-Ljbffr