
Hybrid Compliance Associate — Private Markets (FINRA/SEC)
H&P Executive Search, Florida, NY, United States
A leading investment platform is seeking a Compliance Associate to support its regulatory compliance framework. This role will involve maintaining the compliance program, conducting transaction reviews, and supporting KYC/AML oversight. Candidates must have at least 2 years of compliance experience and a solid understanding of FINRA and SEC regulations. The ideal candidate will also have experience with private placements and associated licenses. This position is hybrid based in Miami, FL.
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