Senior Director of Compliance — Securities Regulation

A financial services firm in New York City seeks a mid-level Compliance Officer to liaise with clients, regulators, and staff regarding securities compliance. This position requires a Bachelor's Degree and 3-5 years of experience in financial services. Key responsibilities include responding to audits, maintaining compliance procedures, and performing regulatory checks. The firm promotes a collaborative environment with growth opportunities and offers competitive compensation, including a salary of $150-$200k plus bonuses. #J-18808-Ljbffr