Chief Compliance & Regulatory Strategy Leader

A leading financial services provider seeks a Chief Compliance Officer responsible for managing compliance across its operating businesses. This hybrid position requires significant experience in broker-dealer compliance and investment advisement, along with strong leadership and communication skills. The CCO will oversee regulatory initiatives and ensure adherence to laws and policies. The role offers a competitive salary range of $250-300k, along with various benefits including 401(k) matching and paid time off.
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