Chief Compliance & Regulatory Strategy Leader

A leading compliance services company seeks a Chief Compliance Officer to oversee compliance for its operating businesses and broker-dealers. This hybrid position requires 15+ years of compliance experience, particularly in broker-dealer operations. Responsibilities include ensuring legal adherence and managing a team of compliance professionals. The ideal candidate will possess strong leadership and analytical skills, along with essential securities licenses. Competitive compensation between $250-300k annually, plus benefits are provided.
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