Hybrid CCO for Broker-Dealer & Investment Firms

A leading technology and service platform in Newton, MA is seeking a Chief Compliance Officer to oversee compliance across operating businesses and broker-dealers. Responsibilities include ensuring adherence to laws, developing department priorities, and managing compliance training. Candidates should have 15+ years in compliance, a strong understanding of investment regulations, and relevant securities licenses. This hybrid position offers extensive benefits and competitive compensation between $250-300k.
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