Hybrid CCO for Broker-Dealer & Investment Firms

A leading compliance and technology firm seeks a Chief Compliance Officer to oversee its compliance operations. The role includes managing compliance across broker-dealers and investment advisers, advising senior management, and ensuring strict adherence to regulations. Candidates must have significant experience in compliance, possess or be willing to obtain essential securities licenses, and lead a team of compliance professionals. This is a hybrid position based in Newton, MA with competitive compensation.
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