Chief Compliance & Regulatory Strategy Leader

A financial services technology provider is seeking a Chief Compliance Officer to oversee compliance operations across various business units. This hybrid role requires managing a compliance team while ensuring adherence to regulations and internal policies. Ideal candidates possess a Bachelor's degree, at least 15 years of experience in compliance within broker-dealer and investment advisor sectors, and must be willing to obtain necessary securities licenses. The position includes competitive compensation with a salary range of $250-300k.
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