Chief Compliance & Regulatory Strategy Leader

A leading compliance services firm is seeking a Chief Compliance Officer to oversee compliance for broker-dealers and investment advisors. Responsibilities include ensuring adherence to regulations, managing a compliance team, and advising management on initiatives. The ideal candidate will have at least 15 years of experience in compliance, expert knowledge of securities regulations, and strong leadership skills. This is a hybrid position based in Newton, MA, offering a competitive salary between $250k-$300k plus benefits.
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