Chief Compliance & Regulatory Strategy Leader

A leading financial services firm in Pennsylvania is seeking a Chief Compliance Officer to oversee compliance for its broker-dealers and investment advisors. This role involves ensuring adherence to laws and regulations, managing a team, and advising senior management. Ideal candidates should have at least 15 years of compliance experience and be knowledgeable about securities rules. This hybrid position offers a competitive salary ranging from $250k to $300k, with additional benefits including 401(k) match and health insurance.
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