Chief Compliance & Regulatory Strategy Leader

A leading independent technology firm is seeking a Chief Compliance Officer responsible for overseeing compliance across broker-dealer, investment advisors, and other entities. This hybrid role is crucial for ensuring adherence to laws and regulations while providing guidance to senior management. Candidates should have at least 15 years of experience in compliance, ideally with certifications like CRCM. The position offers a competitive salary in the range of $250-300k, plus benefits like 401(k) match and health insurance.
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