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Hybrid CCO for Broker-Dealer & Investment Firms

Ascensus, Oklahoma City, OK, United States


A financial services firm in Massachusetts is seeking a Chief Compliance Officer to oversee compliance across its operations. The role demands a minimum of 15 years of compliance experience and advanced knowledge of investment regulations. Responsibilities include managing a compliance team, advising senior management, and ensuring adherence to laws. The firm offers a hybrid work model, relocation assistance, and a competitive salary range of $250-300k, exclusive of bonuses and benefits. #J-18808-Ljbffr