Chief Compliance & Regulatory Strategy Leader

A leading financial services company seeks a Chief Compliance Officer to oversee compliance across operating businesses. This role involves managing regulatory adherence, drafting compliance policies, and advising senior management. Candidates should have a minimum of 15 years of experience in broker-dealer compliance, possess strong leadership and negotiation skills, and demonstrate an understanding of investment products. This position is hybrid and based in Newton, MA, offering a salary range of $250-300k.
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