Chief Compliance & Regulatory Strategy Leader

A leading compliance technology firm seeks a Chief Compliance Officer to oversee regulatory compliance across its broker-dealing operations. The ideal candidate will have at least 15 years of experience in compliance with securities and investment regulations, and hold relevant certifications. Responsibilities include managing compliance teams, advising senior management, and ensuring adherence to regulatory requirements. This hybrid role is based in Newton, MA and offers a competitive salary range of $250-300k, along with comprehensive benefits.
#J-18808-Ljbffr