Chief Compliance & Regulatory Strategy Leader

A leading compliance services firm is seeking a Chief Compliance Officer responsible for overseeing compliance across broker-dealers and registered investment advisors. The ideal candidate must have at least 15 years of experience, with a strong background in securities and investments. This hybrid position demands excellent leadership and negotiation skills. Candidates will manage a team and engage with regulators, ensuring adherence to all applicable laws and regulations. A BS degree is required, and CRCM certification is mandatory.
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