Chief Compliance & Regulatory Strategy Leader

A leading financial services company is looking for a Chief Compliance Officer to oversee compliance for broker-dealers and registered investment advisors. The role requires at least 15 years of compliance experience, strong leadership, and proficiency in securities regulations. The position offers a hybrid work model and a competitive salary range of $250-300k annually, plus bonuses and benefits. Suitable candidates must hold relevant securities licenses or be willing to obtain them shortly after hiring.
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