Audit Supervisor - Global Markets Trade Surveillance / Market Conduct
Veracity, New York, NY, United States
Audit Supervisor - Global Markets Trade Surveillance / Market Conduct Onsite
This job is responsible for independently performing test work during highly complex audit activities for Lines of Business (LOBs). Key responsibilities include independently designing and executing audit tests, assessing issues for business impact and recommending severe actions. The role requires a strong understanding of global markets trade surveillance and market conduct regulations. The position is hybrid, with three days onsite in New York, NY.
This job is responsible for independently performing test work during highly complex audit activities for Lines of Business (LOBs). Key responsibilities include independently designing and executing audit tests, assessing issues for business impact and recommending severe actions. The role requires a strong understanding of global markets trade surveillance and market conduct regulations. The position is hybrid, with three days onsite in New York, NY.