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Audit Supervisor - Global Markets Trade Surveillance/Market Conduct

Veracity, New York, NY, United States


Audit Supervisor - Global Markets Trade Surveillance/Market Conduct Onsite

Hybrid 3 days onsite New York, NY Must have at least 4 years of trading and auditing experience. This job is responsible for independently performing test work during highly complex audit activities for Lines of Business (LOBs). Key responsibilities include independently designing and executing audit tests, ensuring compliance with regulatory requirements, and providing detailed audit reports.