Chief Compliance & Regulatory Strategy Leader

A leading compliance organization is seeking a Chief Compliance Officer to oversee and manage compliance within multiple business units. The ideal candidate will have at least 15 years of experience in broker-dealer and investment advisor compliance, and possess strong leadership and communication skills. Responsibilities include maintaining adherence to laws and regulations, managing a team of compliance professionals, and serving as a primary point of contact for regulatory bodies. This role is hybrid with a focus on compliance excellence.
#J-18808-Ljbffr