Chief Compliance & Regulatory Strategy Leader

A leading service platform for savings plans is seeking a Chief Compliance Officer based in Pennsylvania, responsible for regulatory oversight and compliance management across multiple business units. This hybrid position requires extensive experience in broker-dealer compliance and a strong knowledge of securities regulations. The ideal candidate will lead a compliance team, advise management, and ensure adherence to laws and internal policies. Competitive salary and benefits are offered, including a 401(k) match and comprehensive health care options.
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