ETF Compliance Leader — Regulatory Strategy & Launch

A leading financial services firm in New York is seeking a Chief Compliance Officer to lead compliance for their ETF platform. This role involves designing and implementing compliance programs, managing regulatory risks, and ensuring smooth ETF launches. The ideal candidate will have over 10 years of experience in compliance with a strong background in U.S. securities laws and excellent leadership skills. This position requires FINRA Series 7 and Series 24 licenses.
#J-18808-Ljbffr