Hybrid CCO for Broker-Dealer & Investment Firms

A leading independent technology platform is seeking a Chief Compliance Officer to oversee compliance across various operating businesses. This hybrid role is based in Newton, MA and requires at least 15 years of experience in broker-dealer and investment advisor compliance. The successful candidate will manage a team, ensure adherence to regulations, and maintain strong relationships with regulators. Competitive compensation package includes benefits and relocation assistance.
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