Hybrid CCO for Broker-Dealer & Investment Firms

A leading technology and service platform is seeking a Chief Compliance Officer to oversee compliance across its operating businesses, ensuring adherence to laws and regulations. This role involves managing compliance teams, advising senior management, and acting as a liaison with regulators. The ideal candidate has a strong background in investment advisor compliance and excellent leadership skills. This position offers a hybrid work model based in Newton, MA, with competitive salary and benefits.
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