
Advertising Compliance Specialist – FINRA/SEC Reviews
Ultimus Fund Solutions, Omaha, IL, United States
A financial services company is seeking a Compliance Specialist – Advertising based in Omaha, Illinois. This role involves assisting with the implementation and execution of Broker-Dealer compliance programs, particularly regarding advertising review. Candidates should have a bachelor's degree in business administration or finance, along with 2+ years of experience in the financial industry and relevant FINRA licenses. Strong communication and analytical skills are essential, and proficiency in Microsoft Office is required.
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